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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-08-27 |
| NY | RA | APPROVED | 2021-08-27 |
Branch Locations
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Trust Company | Chicago | IL | 08/2015 | 03/2021 |
| Deutsche Bank Securities Inc | Chicago | IL | 06/2016 | 03/2021 |
| Neuberger Berman | Chicago | IL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-22 |
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