Shari Leigh Wyse

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 03/2021
  First Federal Bank Of Defiance
  Defiance, OH
• 01/2007 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2006-11-29 → 2008-08-28
  First Insurance And Investments Inc.
  Defiance, OH
  Defiance, OH
  Napoleon, OH
  Wauseon, OH
  Napoleon, OH

Other Businesses

Wyse Financial Group LLC., DBA, Owner, investment related, 60% time spent on activity during securities hrs.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-05

Designations

• Certified Financial Planner

Other Names

• Shari Leigh Aschliman