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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-22
FL RA APPROVED 2010-05-12
  • TX RA
    APPROVED_RES
    Since 2013-04-22
  • FL RA
    APPROVED
    Since 2010-05-12

Branch Locations

238 S Washington Blvd, Sarasota, FL 34236 • United States

7500 Island Cove Terrace Suite 201 [Satellite], Sarasota, FL 34240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Sarasota FL 05/2010 Present
Previous Registrations
Other Businesses

PALMER LAKE HOME OWNERS ASSOCIATION, NOT INV RELATED, SARASOTA, FL, MEMBER OF THE BOARD OF DIRECTORS, START 9/4/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, MANAGING THE AFFAIRS OF THE NEIGHBORHOOD, CREATING AND OVERSEEING THE ANNUAL BUDGET, AND ADVISING ON FUTURE ENHANCEMENTS.| F.W.M. LLC; INV. RELATED; SARASOTA,FL; 100% OWNERSHIP; START DATE 12/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.| CAPSTAN FINANCIAL LEGACY LLC, INV RELATED, SARASOTA, FL, 2.5% OWNERSHIP, START 12/18/2023, 2 HOURS PER MONTH, 0 HOURS DURING TRADING, FINET PRACTICE.| CAPSTAN FINANCIAL HOLDING LLC, INV RELATED, SARASOTA, FL, 2.5% OWNERSHIP, START 12/27/2023, 20 HOURS PER MONTH, 20 HOURS DURING TRADING, FINET PRACTICE| CAPSTAN GROWTH PARTNERS LLC, INV RELATED, SARASOTA, FL, MERCHANT CASH AND STOCK AGREEMENT; 5% OWNERSHIP, START 03/28/2025, 20 HOURS PER MONTH, 20 HOURS DURING TRADING| FEATHER WM HOLDINGS, LLC; INV RELATED; SARASOTA, FL; USED TO SELL TO CAPSTAN GROWTH; 90% OWNERSHIP; START DATE 03/28/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; 2% OWNERSHIP; START DATE 05/02/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-26
S63 Uniform Securities Agent State Law Examination 2004-10-20
  • S66 Uniform Combined State Law Examination
    2006-10-26
  • S63 Uniform Securities Agent State Law Examination
    2004-10-20
Other Names
  • Nick Feather
  • Nicholas Ryan Feather

View on SEC IAPD

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