Frederick Allan Phillips

Employer firm

Efinancial Alliance, LLC CRD 161352

$292M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2020
  Taylor Securities, Inc.
  Brentwood, TN
• 11/2020 → Present
  Tree Street Advisory, Llc
  Frankiln, TN
• 09/2017 → Present
  Beal, Llc
  Franklin, TN
• 05/2022 → Present
  Origin Financial
  Franklin, TN

Previous Registrations

• 2021-01-20 → 2024-03-29
  Tree Street Advisory, Llc
  Franklin, TN
• 2022-06-28 → 2023-11-07
  Origin Investment Advisory Llc
  Sarasota, FL
  Franklin, TN
• 2016-03-18 → 2020-11-25
  Taylor Securities, Inc.
  Brentwood, TN
  Brentwood, TN
• 2015-04-13 → 2016-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
  Franklin, TN
  Nashville, TN
• 2006-06-19 → 2015-03-10
  Park Avenue Securities Llc
  Goodlettsville, TN
  Brentwood, TN
  Goodlettsville, TN

Other Businesses

Tree Street Advisory, LLC / Investment Related / Franklin TN / Registered Investment Advisor / Advisor / Jan 2021 / 150 Hours per month / 100% During business hours. Beal, LLC- not investment related. Address is Allan's home address (3166 Tristan Dr. Franklin, TN 37064). Dropship/E-Commerce/Retail. Start date of relationship is 9/15/17. Approximately 20hrs/mth, 4hrs of which are during trading hours. Oversee website and ad campaign, contact suppliers to get access to product/place orders. Potentially hire virtual assistants to run business.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-13

Designations

• Certified Financial Planner