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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-01 |
| VA | RA | APPROVED | 2024-02-01 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
200 S 10Th Street, Suite 950, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Richmond | VA | 01/2013 | 04/2017 |
| Bb&T Securities | Virginia Beach | VA | 04/2017 | 02/2021 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 12/2019 | 02/2021 |
| Suntrust Bank | Atlanta | GA | 12/2019 | 02/2021 |
| Truist Investment Services, Inc. | Richmond | VA | 02/2021 | 02/2024 |
| Truist Advisory Services, Inc. | Richmond | VA | 02/2021 | 02/2024 |
| Rockefeller Financial Ll | Richmond | VA | 02/2024 | Present |
SCOTT & STRINGFELLOW EDUCATIONAL FOUNDATION: START 7/1/15, INVESTMENT RELATED, NOT PUBLICLY TRADED, NON-PROFIT, REVIEW APPLICATIONS AND DISCUSS SCHOLARSHIP AWARDS, BOARD OF DIRECTORS, NOT DURING NORMAL BUSINESS HRS, NO COMPENSATION. TJC EQUINE LLC POSITION: Spouse NATURE: Boarding and training of thoroughbred horses INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 3800 Hopewell Rd, Mechanicsville VA 23111 DESCRIPTION: Mowing, repairing equipment, review and maintenance of records
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-04 |
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