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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-01
VA RA APPROVED 2024-02-01
  • TX RA
    APPROVED
    Since 2024-02-01
  • VA RA
    APPROVED
    Since 2024-02-01

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

200 S 10Th Street, Suite 950, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Richmond VA 01/2013 04/2017
Bb&T Securities Virginia Beach VA 04/2017 02/2021
Suntrust Investment Services, Inc. Atlanta GA 12/2019 02/2021
Suntrust Bank Atlanta GA 12/2019 02/2021
Truist Investment Services, Inc. Richmond VA 02/2021 02/2024
Truist Advisory Services, Inc. Richmond VA 02/2021 02/2024
Rockefeller Financial Ll Richmond VA 02/2024 Present
  • 01/2013 → 04/2017
    Bb&T Securities, Llc
    Richmond, VA
  • 04/2017 → 02/2021
    Bb&T Securities
    Virginia Beach, VA
  • 12/2019 → 02/2021
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 12/2019 → 02/2021
    Suntrust Bank
    Atlanta, GA
  • 02/2021 → 02/2024
    Truist Investment Services, Inc.
    Richmond, VA
  • 02/2021 → 02/2024
    Richmond, VA
  • 02/2024 → Present
    Rockefeller Financial Ll
    Richmond, VA
Previous Registrations
  • 2020-12-11 → 2024-02-05
    Richmond, VA
    Lightfoot, VA
    Norfolk, VA
    Virginia Beach, VA
    Williamsburg, VA
    Richmond, VA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Richmond, VA
    Virginia Beach, VA
    Norfolk, VA
    Williamsburg, VA
    Norfolk, VA
    Norfolk, VA
    Richmond, VA
  • 2005-03-07 → 2013-01-02
    Scott & Stringfellow, Llc
    Columbia, SC
    Richmond, VA
    Richmond, VA
    Richmond, VA
    Richmond, VA
Other Businesses

SCOTT & STRINGFELLOW EDUCATIONAL FOUNDATION: START 7/1/15, INVESTMENT RELATED, NOT PUBLICLY TRADED, NON-PROFIT, REVIEW APPLICATIONS AND DISCUSS SCHOLARSHIP AWARDS, BOARD OF DIRECTORS, NOT DURING NORMAL BUSINESS HRS, NO COMPENSATION. TJC EQUINE LLC POSITION: Spouse NATURE: Boarding and training of thoroughbred horses INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 3800 Hopewell Rd, Mechanicsville VA 23111 DESCRIPTION: Mowing, repairing equipment, review and maintenance of records

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-04
  • S66 Uniform Combined State Law Examination
    2005-03-04
Other Names
  • Rick T Blackwell
  • Ricky Blackwell

View on SEC IAPD

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