Best Investors
Account
Sign in
Best Investors
Account
Sign in
Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-06 |
| CA | RA | APPROVED | 2017-09-11 |
Branch Locations
425 Market Street Floor 17, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co. | Redwood City | CA | 08/2016 | 08/2017 |
| Hornor Townsend & Kent Inc. | Redwood City | CA | 12/2016 | 08/2017 |
| Charles Schwab & Co., Inc. | San Francisco | CA | 08/2017 | Present |
| Schwab Wealth Advisory Inc | San Francisco | CA | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-12 |
Reach out to this advisor