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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • NM RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

3050 Roadrunner Parkway Suite B, Las Cruces, NM 88011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated El Paso TX 04/2007 Present
Morgan Stanley Smith Barney Las Cruces NM 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    El Paso, TX
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Las Cruces, NM
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Las Cruces, NM
    El Paso, TX
  • 2004-12-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    El Paso, TX
    El Paso, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-06
S65 Uniform Investment Adviser Law Examination 2004-11-19
  • S66 Uniform Combined State Law Examination
    2004-12-06
  • S65 Uniform Investment Adviser Law Examination
    2004-11-19
Other Names
  • Toby Rue
  • Toby S Rue

View on SEC IAPD

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