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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2010-11-05 |
| CA | RA | APPROVED | 2010-10-21 |
| WA | RA | APPROVED | 2010-10-21 |
| TX | RA | APPROVED_RES | 2009-10-19 |
| OR | RA | APPROVED | 2009-06-01 |
Branch Locations
101 California Street 23Rd Floor, San Francisco, CA 94111 • United States
Walnut Creek, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 06/2009 | Present |
*343605- Rental Property; Investment related-Yes; Indianapolis, Indiana; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2018; During business hours: 0; After business hours: 0; Administrative *320898- Rental Property; Investment related-Yes; Indianapolis , Indiana; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2017; During business hours: 0; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-22 |
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