Best Investors Account Sign in
Inactive

Gregory Curtis Shepard

S&A Financial Services, Inc.

Overland Park, KS

Claim This Profile
Current Employers
S&A Financial Services, Inc.

8655 College Blvd., Suite 100, Overland Park, KS 66210-1835 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
KS RA APPROVED 2016-11-22
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • KS RA
    APPROVED
    Since 2016-11-22

Branch Locations

8655 College Blvd., Suite 100, Overland Park, KS 66210-1835 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S&A Financial Services, Inc. Overland Park KS 11/2001 Present
Cambridge Investment Research Inc Fairfield IA 01/2002 03/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2013 03/2017
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-25
S63 Uniform Securities Agent State Law Examination 2001-02-12
  • S65 Uniform Investment Adviser Law Examination
    2002-04-25
  • S63 Uniform Securities Agent State Law Examination
    2001-02-12

View on SEC IAPD

Other Firms

MARINER
MARINER INDEPENDENT
MARINER WEALTH
MARINER
PCG WEALTH MANAGEMENT
MARINER ADVISOR NETWORK
ASPEN PRIVATE CREDIT MANAGER, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

ALANA DENNEY SCOTT
MARK RICHARD VLASIC
MATTHEW DOUGLAS FISHER
LISA BRINIG
KATRINA DELORES RADENBERG
JAMES KENNETH VIERS
DEANN MICHELE ELMORE
BRETT CHRISTOPHER KUNSHEK

Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

More in Overland Park, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor