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David Yee Huang

Ameriprise Financial Services, LLC

Bellevue, WA

Issaquah, WA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-27
WA RA APPROVED 2015-03-31
  • TX RA
    APPROVED_RES
    Since 2018-06-27
  • WA RA
    APPROVED
    Since 2015-03-31

Branch Locations

929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States

Issaquah, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bellevue WA 03/2015 03/2020
Ameriprise Financial Services, Llc Bellevue WA 03/2020 Present
Previous Registrations
  • 2009-10-23 → 2015-04-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bellevue, WA
  • 2006-02-28 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Bellevue, WA
    Tukwila, WA
    Bellevue, WA
  • 2004-11-05 → 2006-02-27
    Morgan Stanley Dw Inc.
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-04
  • S66 Uniform Combined State Law Examination
    2004-11-04
Other Names
  • David Huang

View on SEC IAPD

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STEWARD CAPITAL LLC. · BELLEVUE, WA
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LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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