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Current Employers
Crowe Financial Group Llc

128 North High Street, Hillsboro, OH 45133 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-20
OH RA APPROVED 2018-03-12
  • TX RA
    APPROVED_RES
    Since 2019-06-20
  • OH RA
    APPROVED
    Since 2018-03-12

Branch Locations

128 North High Street, Hillsboro, OH 45133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Crowe Hillsboro OH 03/2004 Present
Gradient Securities, Llc Arden Hills MN 07/2013 Present
Crowe Financial Group, Llc Hillboro OH 02/2016 Present
Crowe Financial Group, Llc Hillsboro OH 03/2018 Present
James L. Crowe Financial, Llc Hillsboro OH 05/2009 Present
  • 03/2004 → Present
    James Crowe
    Hillsboro, OH
  • 07/2013 → Present
    Gradient Securities, Llc
    Arden Hills, MN
  • 02/2016 → Present
    Hillboro, OH
  • 03/2018 → Present
    Hillsboro, OH
  • 05/2009 → Present
    James L. Crowe Financial, Llc
    Hillsboro, OH
Previous Registrations
  • 2013-07-15 → 2016-03-29
    Hillsboro, OH
  • 2008-02-15 → 2013-07-12
    Woodbury Financial Services, Inc.
    Hillsboro, OH
    Hillsboro, OH
Other Businesses

1) JAMES CROWE; INVT REL; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; INSURANCE; INSURANCE AGENT; START 03/2004; 4 HRS/MO; 4 HRS/MO DURING TRADING; SALES OF FIXED INSURANCE PRODUCTS. 2) JAMES CROWE; NONINVT REL; 4679 GREENBUSH EAST ROAD, MOUNT ORAB, OH 45154; RENTAL PROPERTIES; START 09/2010; 2 HRS/MO; BUY HOMES TO RENT. 3)CROWE FINANCIAL GROUP, LLC; INVT REL; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; RESEARCH; RESEARCH ANALYST; START 02/2016; 80 HRS/MO; 80 HRS/MO DURING TRADING; RESEARCH. 4) OUTSIDE ACTIVITY FOR CROWE FINANCIAL GROUP, LLC; GRADIENT SECURITIES, LLC; REGISTERED REPRESENTATIVE; 4105 LEXINGTON AVE N, SUITE 380, ARDEN HILLS, MN; 07/2013; SECURITIES SALES. 5) CROWE FINANCIAL GROUP, LLC; INVESTMENT RELATED; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; RIA FIRM; INVESTMENT ADVISOR REPRESENTATIVE; START 03/2018; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; INVESTMENT ADVISORY SERVICES. 6) HELPING HANDS FOR HOPE; NOT INV RELATED; 9719 STREEMBROOK DR, CINCINNATI, OH 45231; NON-PROFIT; VOLUNTEER ; START 06/2020; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; NON-PROFIT TO HELP THOSE IN NEED. 7) JAMES L. CROWE FINANCIAL, LLC; NOT INV RELATED; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; LLC; MANAGING MEMBER; START 5/2009; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; LEGAL ENTITY CREATED FOR TAX PURPOSES. 8) BASKETBALL OFFICIAL; NOT INV RELATED; VARIOUS LOCATIONS; REFEREE; START 10/2024; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; OFFICIATES BASKETBALL GAMES ON AN AS NEEDED BASIS. 9) CROWE TAX & ESTATE SERVICES; NOT INV RELATED; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; OWNER; START 3/2026; 4-8 HOURS PER MONTH; 4 HOURS DURING TRADING HOURS; AID IN FILING TAXES AND ASSISTANCE WITH ESTATE PLANNING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 2004-09-23
  • S66 Uniform Combined State Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-09-23
Other Names
  • James Crowe

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