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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-28 |
Branch Locations
1160 Battery St Fl 1 E, San Francisco, CA 94111 • United States
San Francisco, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Rosa | CA | 05/2009 | 10/2016 |
| Raymond James Financial Services, Inc. | San Francisco | CA | 10/2016 | Present |
| Raymond James Financial Services Advisors Inc. | San Francisco | CA | 11/2016 | Present |
| Elevon Wealth Management | San Francisco | CA | 10/2016 | Present |
(1)Name of Business: Elevon Wealth Management Address: 1160 Battery East Suite 100, San Francisco, CA, 94111, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/28/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-19 |
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