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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-28
  • CA RA
    APPROVED
    Since 2016-11-28

Branch Locations

1160 Battery St Fl 1 E, San Francisco, CA 94111 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Rosa CA 05/2009 10/2016
Raymond James Financial Services, Inc. San Francisco CA 10/2016 Present
Raymond James Financial Services Advisors Inc. San Francisco CA 11/2016 Present
Elevon Wealth Management San Francisco CA 10/2016 Present
  • 05/2009 → 10/2016
    Wells Fargo Advisors Llc
    Santa Rosa, CA
  • 10/2016 → Present
    Raymond James Financial Services, Inc.
    San Francisco, CA
  • 11/2016 → Present
    San Francisco, CA
  • 10/2016 → Present
    Elevon Wealth Management
    San Francisco, CA
Previous Registrations
Other Businesses

(1)Name of Business: Elevon Wealth Management Address: 1160 Battery East Suite 100, San Francisco, CA, 94111, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/28/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Operations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2011-01-19
  • S66 Uniform Combined State Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2011-01-19
Other Names
  • Chris Vetrano
  • Christopher Vetrano

View on SEC IAPD

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