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Stephen Paul Polizzi

Creative Planning

Stamford, CT

Overland Park, KS

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-06
  • CT RA
    APPROVED
    Since 2025-11-06

Branch Locations

Stamford, CT • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company/ Lenox Advisors Inc. New York NY 07/2013 09/2017
Mass Mutual Life Insurance Company New York NY 07/2013 09/2017
Mml Investors Services New York NY 03/2014 09/2017
Neuberger Berman New York NY 09/2017 10/2025
Creative Planning, Llc Overland Park KS 11/2025 Present
  • 07/2013 → 09/2017
    Mass Mutual Life Insurance Company/ Lenox Advisors Inc.
    New York, NY
  • 07/2013 → 09/2017
    Mass Mutual Life Insurance Company
    New York, NY
  • 03/2014 → 09/2017
    Mml Investors Services
    New York, NY
  • 09/2017 → 10/2025
    Neuberger Berman
    New York, NY
  • 11/2025 → Present
    Creative Planning, Llc
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-01
S63 Uniform Securities Agent State Law Examination 2002-06-28
  • S65 Uniform Investment Adviser Law Examination
    2012-03-01
  • S63 Uniform Securities Agent State Law Examination
    2002-06-28
Designations

View on SEC IAPD

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