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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
Half Moon Bay, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 06/2009 | Present |
*648852- ACG VENTURES PARTNERSHIP; Investment related: Yes; NASHVILLE, Tennessee; Rental Property; Partner(proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 0; RENTAL PROPERTY OWNER, PROFESSIONALLY MANAGED *648850 - ACG VENTURES PARTNERSHIP; Investment Related - Yes; NASHVILLE, Tennessee; Rental Property; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2025; During Business Hours: 0; After Business Hours: 0; NONE - RENTAL PROPERTY OWNER, MANAGED BY 3RD PARTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-03 |
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