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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-08
  • OH RA
    APPROVED
    Since 2024-11-08

Branch Locations

5900 Landerbrook Drive Suite 205, Mayfield Hts, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Mayfield Heights OH 10/2011 06/2024
Securities America Advisors, Inc. Mayfield Heights OH 06/2012 04/2019
Cedar Brook Financial Partners, Llc Cleveland OH 02/2018 03/2021
Arbor Point Advisors Mayfield Heights OH 03/2021 11/2024
Osaic Wealth, Inc. Mayfield Hts OH 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 10/2011 → 06/2024
    Securities America, Inc.
    Mayfield Heights, OH
  • 06/2012 → 04/2019
    Securities America Advisors, Inc.
    Mayfield Heights, OH
  • 02/2018 → 03/2021
    Cedar Brook Financial Partners, Llc
    Cleveland, OH
  • 03/2021 → 11/2024
    Arbor Point Advisors
    Mayfield Heights, OH
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Mayfield Hts, OH
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2021-03-01 → 2024-11-08
    Arbor Point Advisors
    Sheffield Village, OH
    Mayfield Heights, OH
    Port Clinton, OH
    Mayfield Hts, OH
  • 2018-03-01 → 2021-03-16
    Cedar Brook Group
    Cleveland, OH
  • 2012-06-15 → 2019-04-03
    Securities America Advisors, Inc.
    Mayfield Heights, OH
  • 2011-01-04 → 2011-10-13
    Cleveland, OH
    Bryan, OH
  • 2010-10-25 → 2010-12-31
    Oswald Financial, Inc.
    Cleveland, OH
Other Businesses

ARBOR POINT ADVISOR POSITION: Advisor NATURE: Securities sales, agent/advisor capacity INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/2021 ADDRESS: 5900, Suite 205, Cleveland OH 44124, United States DESCRIPTION: Corporate retirement plans - design, implement and ongoing management. Helping clients fill a need should one exist.

Other Names
  • Shannon M Cocco
  • Shannon Cocco Barry

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