Shannon C Barry

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 06/2024
  Securities America, Inc.
  Mayfield Heights, OH
• 06/2012 → 04/2019
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 02/2018 → 03/2021
  Cedar Brook Financial Partners, Llc
  Cleveland, OH
• 03/2021 → 11/2024
  Arbor Point Advisors
  Mayfield Heights, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mayfield Hts, OH
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2021-03-01 → 2024-11-08
  Arbor Point Advisors
  Sheffield Village, OH
  Mayfield Heights, OH
  Port Clinton, OH
  Mayfield Hts, OH
• 2018-03-01 → 2021-03-16
  Cedar Brook Group
  Cleveland, OH
• 2012-06-15 → 2019-04-03
  Securities America Advisors, Inc.
  Mayfield Heights, OH
• 2011-01-04 → 2011-10-13
  Lpl Financial Llc
  Cleveland, OH
  Bryan, OH
• 2010-10-25 → 2010-12-31
  Oswald Financial, Inc.
  Cleveland, OH

Other Businesses

ARBOR POINT ADVISOR POSITION: Advisor NATURE: Securities sales, agent/advisor capacity INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/2021 ADDRESS: 5900, Suite 205, Cleveland OH 44124, United States DESCRIPTION: Corporate retirement plans - design, implement and ongoing management. Helping clients fill a need should one exist.

Other Names

• Shannon M Cocco
• Shannon Cocco Barry