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Kevin Christopher Franklin

Raymond James Financial Services Advisors, Inc

Hot Springs, AR

CRD 4847991

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
AR RA APPROVED 2011-12-14
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • AR RA
    APPROVED
    Since 2011-12-14

Branch Locations

2360 Malvern Avenue Suite E, Hot Springs, AR 71901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Army Reserves Arkadelphia AR 12/1992 01/2023
Raymond James Financial Services, Inc Hot Springs AR 12/2011 Present
Raymond James Financial Services Advisors Inc. Hot Springs AR 12/2011 Present
Previous Registrations
  • 2008-04-16 → 2011-12-07
    Malvern, AR
    Malvern, AR
    Hot Springs Village, AR
    St Louis, MO
Other Businesses

(1)Name of Business: Brown Comstock Private Wealth Advisors Address: 2360 Malvern Ave Ste E, Hot Springs, AR, 71901, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 05/18/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Franklin Artworks Address: 104 Kingsbrook St, Hot Springs, AR, 71901, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/10/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Amature Photographer, Wildlife Photography, sculpting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-14
S63 Uniform Securities Agent State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2008-03-14
  • S63 Uniform Securities Agent State Law Examination
    2004-10-28
Other Names
  • Chris Franklin

View on SEC IAPD

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