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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-21 |
| AR | RA | APPROVED | 2011-12-14 |
Branch Locations
2360 Malvern Avenue Suite E, Hot Springs, AR 71901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Army Reserves | Arkadelphia | AR | 12/1992 | 01/2023 |
| Raymond James Financial Services, Inc | Hot Springs | AR | 12/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Hot Springs | AR | 12/2011 | Present |
(1)Name of Business: Brown Comstock Private Wealth Advisors Address: 2360 Malvern Ave Ste E, Hot Springs, AR, 71901, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 05/18/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Franklin Artworks Address: 104 Kingsbrook St, Hot Springs, AR, 71901, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/10/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Amature Photographer, Wildlife Photography, sculpting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-28 |
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