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Kathleen A Hassenfeldt

Rbc Capital Markets, LLC

Canonsburg, PA

Pittsburgh, PA

CRD 4847649

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-03-30
TX RA APPROVED 2016-03-30
  • PA RA
    APPROVED
    Since 2016-03-30
  • TX RA
    APPROVED
    Since 2016-03-30

Branch Locations

2400 Ansys Drive Suite 301, Canonsburg, PA 15317 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Canonsburg PA 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-30
S63 Uniform Securities Agent State Law Examination 2005-09-15
  • S65 Uniform Investment Adviser Law Examination
    2016-03-30
  • S63 Uniform Securities Agent State Law Examination
    2005-09-15
Other Names
  • Kathleen Anne Fitzpatrick
  • Anne Fitzpatrick Hassenfeldt

View on SEC IAPD

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