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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-17
FL RA APPROVED 2017-10-30
MN RA APPROVED 2017-10-27
OK RA APPROVED 2017-10-27
SD RA APPROVED 2017-10-27
TX RA APPROVED 2017-10-27
IA RA APPROVED 2016-12-07
  • CA RA
    APPROVED
    Since 2025-06-17
  • FL RA
    APPROVED
    Since 2017-10-30
  • MN RA
    APPROVED
    Since 2017-10-27
  • OK RA
    APPROVED
    Since 2017-10-27
  • SD RA
    APPROVED
    Since 2017-10-27
  • TX RA
    APPROVED
    Since 2017-10-27
  • IA RA
    APPROVED
    Since 2016-12-07

Branch Locations

Sioux City, IA • United States

Cambria, CA • United States

302 Jones Street Suite 210, Sioux City, IA 51101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Sioux City IA 07/2016 Present
  • 07/2016 → Present
    Robert W. Baird & Co.
    Sioux City, IA
Previous Registrations
  • 2005-10-26 → 2007-03-13
    Sioux City, IA
    Sioux City, IA
  • 2004-11-22 → 2005-10-18
    Independent Wealth Services, L.L.C
    Dakota Dunes, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-06
S63 Uniform Securities Agent State Law Examination 2006-01-04
S65 Uniform Investment Adviser Law Examination 2004-10-13
  • S66 Uniform Combined State Law Examination
    2016-12-06
  • S63 Uniform Securities Agent State Law Examination
    2006-01-04
  • S65 Uniform Investment Adviser Law Examination
    2004-10-13
Other Names
  • Chris Holman
  • Christian Jerome Holman

View on SEC IAPD

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