Tracy Lee Reierson

Current Employers

Employment History

• 08/2004 → 06/2018
  Princor Financial Services Corporation
  Wausau, WI
• 08/2004 → 06/2018
  Principal Life Insurance Company
  Wausau, WI
• 07/2013 → 08/2017
  Union Financial Inc.
  Wausau, WI
• 06/2014 → 06/2018
  True North Advisors Of Wi
  Wausau, WI
• 06/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2018 → Present
  Global View Capital Management, Llc.
  Waukesha, WI
• 06/2018 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 06/2018 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI

Previous Registrations

• 2006-04-12 → 2018-07-02
  Principal Securities, Inc.
  Wausau, WI
  Wausau, WI
  Wausau, WI
  Wausau, WI

Other Businesses

[1] PURSHE KAPLAN STERLING INVESTMENTS; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 80 STATE STREET, ALBANY NY 12207; NATURE: SECURITIES BROKER DEALER; POSITION: REGISTERED REPRESENTATIVE; STARTED: 06-25-2018; APPROX. 60 HRS/MONTH; APPROX. 50 HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF SECURITIES INVESTMENT PRODUCTS SUCH AS MUTUAL FUNDS, VARIABLE ANNUITIES AND VARIABLE LIFE INSURANCE FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC; INVESTMENT RELATED; AT REGISTERED LOCATION; NATURE: INSURANCE AGENCY; POSITION: INSURANCE AGENT; STARTED: JUNE 2018; APPROX. 40 HRS/MONTH; APPROX. 29 HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] PKS FINANCIAL; INVESTMENT RELATED; HEADQUARTERS ADDRESS: 80 STATE ST, ALBANY, NEW YORK, 12207; NATURE: FINANCIAL; POSITION: AGENT; STARTED: JUNE 2018; APPROX. 15 HRS/MO - ALL DURING TRADING HOURS; RESPONSIBILITIES: FIXED INSURANCE. [4] Global View Capital Advisors, LLC-Investment related- At registered location-Marketing Firm for Advisory & Insurance Services-Independent Contractor-6/25/2019-139 hrs/mth-100 during trading hrs-Marketing, Education and Sales of GVCM Advisory Services and GVCIS Insurance Services, GVCIS listed separately. [5] Experior Financial Group, Inc.; Investment Related; 300 Airborne Parkway, Suite 208, Cheektowaga, NY 14225; Financial Services (Insurance); Insurance Agent; January 2023; 40 hrs/mo; 20 hrs during trading; Market, educate, and sell insurance life products including fixed & index annuities and service client accounts. [6] GLOBAL VIEW CAPITAL MANAGEMENT, LLC. INVESTMENT-RELATED. AT REGISTERED LOCATION. FINANCIAL SERVICES (ADVISORY). INVESTMENT ADVISOR REPRESENTATIVE. START: 06/2018. 80 HR/MONTH; 60 HR/ONTH DURING TRADING HOURS. MARKET, EDUCATE AND SELL INSURANCE AND ADVISORY PRODUCTS AND SERVICE CLIENT ACCOUNTS. [7] O&E FINANCIAL, LLC; YES-INVESTMENT RELATED; ADDRESS: 207 GRAND AVENUE, WAUSAU, WI 54403; NATURE: FINANCIAL SERVICES ENTITY USED FOR BUSINESS AND TAX PURPOSES; POSITION: MEMBER AND OWNER; STARTED: 11.28.2023; APPROX. 1 HR/MONTH DURING SECURITIES TRADING HOURS; APPROX. 3 HRS/MONTH OUTSIDE SECURITIES TRADING HOURS; RESPONSIBILITIES: MANAGE BUSINESS SALES FOR TAX PURPOSES, BALANCE TRANSACTIONS AND RECEIVE BALANCE SHEET ALONG WITH CASH FLOWS WITH ACCOUNTANT. [8] T&K MONEY MAVENS LLC; NOT INVESTMENT RELATED; ADDRESS: 207 GRAND AVENUE, WAUSAU, WI 54403; NATURE: REAL ESTATE; POSITION: MEMBER AND OWNER; STARTED; 08.09.2024; APPROX. ZERO HRS/MO DURING TRADING HOURS; APPROX. 5 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: PURCHASED BUILDING TO HOUSE LOCAL GLOBAL VIEW CAPITAL OFFICE AND ALSO LEASE SPACE TO OTHER BUSINESSES. LOOK OVER TRANSACTIONS AND PAY BILLS WITH HELP OF AN ACCOUNTANT. I AM NOT A REAL ESTATE BROKER OR DEALER.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-11
• S63 Uniform Securities Agent State Law Examination
  2004-10-08

Other Names

• Tracy L. Reierson
• Tracy Reierson