Chad Ashton Kasper

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 10/2016
  Prudential Investment Management Services
  San Francisco, CA
• 01/2010 → 10/2016
  Prudential Insurance Company Of America
  San Francisco, CA
• 10/2016 → 11/2016
  Financial Engines Advisor Center, Llc
  Federal Way, WA
• 11/2016 → 02/2025
  Financial Engines Advisors L.L.C.
  Federal Way, WA
• 02/2025 → Present
  Edelman Financial Engines
  Santa Clara, CA
• 07/2026 → Present
  Rfg Advisory Llc Dba Kasper Wealth Management
  Tacoma, WA

Previous Registrations

• 2016-11-30 → 2026-08-21
  Edelman Financial Engines
  Federal Way, WA
  Federal Way, WA
  Federal Way, WA
• 2016-10-10 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Federal Way, WA
  Overland Park, KS
• 2009-01-09 → 2010-01-29
  Harrisdirect Llc
  Arlington, VA
• 2008-04-11 → 2008-10-20
  Stancorp Investment Advisers, Inc.
  Bellevue, WA
• 2007-12-07 → 2007-12-21
  Russell Investments
  Seattle, WA

Other Businesses

1) Kasper Wealth Management; YES; 1145 Broadway - Suite 602 Tacoma, WA 98402; DBA; Owner/Founder/Advisor; Start: 7/31/2025; 160 hrs/mo; 160 during trading hrs; DBA name for advisory and insurance activity. 2) RFG Advisory, LLC; YES; 1400 Urban Center, Ste 475, Vestavia Hills, AL 35242; RIA; 160 hrs/mo; 160 during trading hrs.; RIA Affiliate; Investment Advisor Representative. 3) Pinnacle; Investment Related; 12724 Gran Bay Pkwy, Bldg 1, Ste 150, Jacksonville, FL 32258; Insurance Investments; Agent; 07/31/2026; 80 hrs/mo; 80 hrs/month during trading hours; advice on insurance investment products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-10
• S63 Uniform Securities Agent State Law Examination
  2007-05-08