Dennis Joseph Sherlock

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Raymond James Financial Services
  Andover, MA
• 01/2012 → 09/2016
  Real Estate
  Lawrence, MA
• 05/2014 → Present
  First Tech Federal Credit Union
  Andover, MA
• 05/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Andover, MA

Other Businesses

(1)Name of Business: Addison Avneue Investment Services Address: 300 Brickstone Sq Ste 201, Andover, MA, 01810, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide Financial Advice to our members

Exams

• S66 Uniform Combined State Law Examination
  2017-03-30
• S63 Uniform Securities Agent State Law Examination
  2007-06-07

Other Names

• Joe Sherlock