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Megan Elizabeth Flood

LPl Financial LLC

South Burlington, VT

South Burlington, VT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-05
VT RA APPROVED 2018-06-06
  • TX RA
    APPROVED
    Since 2022-01-05
  • VT RA
    APPROVED
    Since 2018-06-06

Branch Locations

1233 Shelburne Rd #E3, South Burlington, VT 05403 • United States

South Burlington, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Holdings Denver CO 04/2016 10/2017
Lincoln Financial Securities, Corp South Burlington VT 12/2017 05/2018
Lpl Financial Llc South Burlington VT 06/2018 Present
  • 04/2016 → 10/2017
    Alps Holdings
    Denver, CO
  • 12/2017 → 05/2018
    Lincoln Financial Securities, Corp
    South Burlington, VT
  • 06/2018 → Present
    Lpl Financial Llc
    South Burlington, VT
Previous Registrations
  • 2018-05-03 → 2018-06-04
    Osaic Fs, Inc.
    South Burlington, VT
Other Businesses

1)6/1/18- Flood Financial Services, Inc- DBA for LPL Business (entity for LPL business)- South Burlington, VT- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-01
S63 Uniform Securities Agent State Law Examination 2006-06-21
  • S66 Uniform Combined State Law Examination
    2018-05-01
  • S63 Uniform Securities Agent State Law Examination
    2006-06-21

View on SEC IAPD

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MARK D ARIDGIDES
TIMOTHY LEE COPE
JOHN TIMOTHY SERVIN

Other Offices

EAGLE STRATEGIES LLC · SOUTH BURLINGTON, VT
FARROW FINANCIAL INC · SOUTH BURLINGTON, VT
KESTRA ADVISORY SERVICES, LLC · SOUTH BURLINGTON, VT
KESTRA ADVISORY SERVICES, LLC · SOUTH BURLINGTON, VT
EDWARD JONES · SOUTH BURLINGTON, VT
AMOR FATI FINANCIAL SERVICES LLC · SOUTH BURLINGTON, VT
BERGER FINANCIAL GROUP · South Burlington, VT
AMERIPRISE FINANCIAL SERVICES, LLC · South Burlington, VT

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