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Jason Charles Silvia

LPl Financial LLC

Greensboro, NC

CRD 4126144

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-07-07
TX RA APPROVED 2022-07-07
  • NC RA
    APPROVED
    Since 2022-07-07
  • TX RA
    APPROVED
    Since 2022-07-07

Branch Locations

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kingston NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kingston NY 11/2016 07/2022
Lpl Financial Llc Greensboro NC 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-06
  • S66 Uniform Combined State Law Examination
    2000-12-06

View on SEC IAPD

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