Frank Matteo Griseta

Current Employers

Employment History

• 03/2010 → Present
  Focus Financial Network
  Roseville, MN
• 03/2010 → Present
  Osaic Wealth, Inc.
  New York, NY

Previous Registrations

• 2008-01-01 → 2010-03-12
  Wells Fargo Clearing Services, Llc
  Hanover Park, IL
• 2007-01-19 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Hanover Park, IL
  St. Louis, MO
• 2004-11-24 → 2007-01-24
  Ameriprise Financial Services, Llc
  Rosemont, IL
  Chicago, IL

Other Businesses

1. FOCUS FINANCIAL NETWORK, INVESTMENT RELATED, 1100 NERGE RD, SUITE 200, ELK GROVE VILLAGE. INVESTMENT ADVISORY FIRM, INVESTMENT ADVISOR REPRESENTATIVE, FINANCIAL ADVISOR, 3/10, 50% OF THE TIME.100% DURING TRADING HOURS. 2. G&G MEDICAL BILLING SERVICES, INC. 1100 NERGE RD. SUITE 200,ELK GROVE VILLAGE, IL 60007, PROVIDE MEDICAL BILLING SERVICES FOR PHYSICIANS., CO-OWNER AS OF 9/1999, 5-10 HRS PER MONTH. PERFORM MAINLY ADMIN TYPE OF WORK. CO -OWN BUSINESS WITH WIFE. ACTIVITIES ARE TO SUPPORT HER. NO TIME IS SPENT DURING SECURITIES TRADING HOURS. 3. FRANK M. GRISETA PHOTOGRAPHY; POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2018; ADDRESS: 290 Mcwalter Dr, Roselle IL 60007, United States; DESCRIPTION: Photography Services 4. FOCUS FINANCIAL/THE GRISETA GROUP POSITION: Other - Financial Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/08/2010 ADDRESS: 1100 Nerge Road, Suite 200, Elk Grove Village IL 60007, United States DESCRIPTION: Create investment portfolios for clients and execute them. Follow up with clients and review. 5. G & G MEDICAL BILLING SERVICES , INC. POSITION: Partner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2006 ADDRESS: 1100 Nerge Road, ste 200 Elk Grove Village, IL 60007, Elk Grove Village IL 60007, United States DESCRIPTION: This company is owned and operated by my wife Francesca Griseta. I am a owner on paper and my only activity is a weekend admin duties. My duty is to update Quickbooks and send the file to our accountant. 6. TRUSTEE POSITION: Trustee NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2026 ADDRESS: 290 Mcwalter Drive, Roselle IL 60172, United States DESCRIPTION: Trustee for Trust 7. TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2026 ADDRESS: 290 Mcwalter Drive, Roselle IL 60172, United States DESCRIPTION: Trustee

Exams

• S66 Uniform Combined State Law Examination
  2004-11-23