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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rjj Pasadena Securities, Inc. | South Pasadena | CA | 10/2013 | 11/2020 |
| Western International Securities, Inc. | Pasadena | CA | 11/2020 | 06/2025 |
| Lpl Financial Llc | Fort Mill | SC | 06/2025 | Present |
1. 06/05/2025-Rental Property- Real Estate Rental- INV Related- At Monrovia, CA- Start date 09/05/1995- 4 Hours Per Month 2. 06/05/2025- Flavia Production Design- Business Owner- INV Related- At Reported Business Location(s)- Start date 03/06/2024- 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-19 |
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