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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-09 |
| CA | RA | APPROVED | 2018-11-20 |
| TX | RA | APPROVED | 2018-11-02 |
Branch Locations
2175 Claribel Rd, Riverbank , CA 95367 • United States
2751 W. Grant Line Road, Tracy, CA 95304 • United States
2866 W. March Lane, Ste. A, Stockton, CA 95219 • United States
3206 Delta Fair Blvd, Antioch, CA 94509 • United States
3600 El Camino Ave, Sacramento, CA 95821 • United States
15318 Harlan Rd, Lathrop, CA 95330 • United States
2445 W Kettleman Ln, Lodi, CA 95242 • United States
978 Laurel Rd, Oakley, CA 94561 • United States
4680 Freeport Blvd, Ste 110, Sacramento, CA 95822 • United States
8451 Elk Grove Florin Road, Elk Grove, CA 95624 • United States
510 N El Dorado St, Stockton, CA 95202 • United States
5010 Elk Grove Boulevard, Elk Grove, CA 95758 • United States
1331 Florin Road, Sacramento, CA 95831 • United States
9165 Kiefer Blvd, Sacramento, CA 95826 • United States
4450 Florin Rd, Sacramento, CA 95823 • United States
123 Spreckles Ave, Manteca, CA 95336 • United States
670 Bailey Rd, Bay Point, CA 94565 • United States
4741 Madison Ave, Sacramento, CA 95841 • United States
115 W Center Street, Manteca, CA 95336 • United States
2609 Mchenry Ave, Modesto, CA 95350 • United States
7427 Laguna Blvd Suite 120, Elk Grove, CA 95758 • United States
6623 Pacific Ave, Stockton, CA 95207 • United States
2900 Standiford Ave, Modesto, CA 95350 • United States
3100 Balfour Road, Brentwood, CA 94513 • United States
2950 Stockton Blvd, Sacramento, CA 95817 • United States
4300 Lone Tree Way, Antioch, CA 94531 • United States
8725 Elk Grove Blvd., Elk Grove, CA 95624 • United States
14810 Hwy 4 #D, Discovery Bay, CA 94505 • United States
325 E "F" Street, Suite A, Oakdale, CA 95361 • United States
5911 Lone Tree Way, Brentwood, CA 94513 • United States
3601 Pelandale Ave, Ste C-1, Modesto, CA 95356 • United States
4026 Sunrise Blvd, Rancho Cordova, CA 95742 • United States
3601 Fair Oaks Blvd., Sacramento, CA 95864 • United States
691 W. 11Th Street, Tracy, CA 95376 • United States
1300 21St St 2Nd Floor, Sacramento, CA 95811 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | San Francisco | CA | 10/2009 | 09/2018 |
| J.P. Morgan Securities Llc | Sacramento | CA | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-17 |
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