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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-27 |
| KY | RA | APPROVED | 2025-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc | Paducah | KY | 07/2004 | 01/2017 |
| Raymond James Financial Services, Inc. | Paducah | KY | 01/2017 | 01/2025 |
| Raymond James Financial Services Advisors Inc. | Paducah | KY | 02/2017 | 01/2025 |
| Lpl Financial Llc | Paducah | KY | 01/2025 | Present |
1)12/13/2024 - Knight Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/13/2024 - KWA LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2017 - 160 Hr/Mth 3)12/13/2024 - Plantation Properties LLC - Real Estate Rental - Inv Rel - Paducah, KY - Start: 01/2020 - 1 Hr/Mth 4) 05/09/2025 - KWA Services, LLC - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date -01/10/2025 - 10 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
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