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Inactive

Scott Douglas Cole

Colefp

Hoover, AL

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Current Employers
Colefp

Hoover, AL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-29
LA RA APPROVED 2019-08-19
AL RA APPROVED 2004-09-28
  • TX RA
    APPROVED
    Since 2026-06-29
  • LA RA
    APPROVED
    Since 2019-08-19
  • AL RA
    APPROVED
    Since 2004-09-28

Branch Locations

Hoover, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cole Financial Planning Bessemer AL 08/2004 Present
  • 08/2004 → Present
    Cole Financial Planning
    Bessemer, AL
Other Businesses

ADVISOR MAY FROM TIME TO TIME TEACH FINANCIAL PLANNING RELATED COURSES AS AN ADJUNCT PROFESSOR AT DIFFERENT INSTITUTIONS. TIME ALLOTTED TO SUCH PRACTICE VARIES BASED ON COURSE LOAD. ADVISOR MAY UPON REQUEST WORK AS A FINANCIAL NEUTRAL AS A PART OF AN INTERDISCIPLINARY COLLABORATIVE TEAM. THE ADVISOR WORKS IN A NEUTRAL, DATA GATHERING AND PRESENTING CAPACITY AND DOES NOT OFFER ANY ADVISORY SERVICES. THIS WORK DOES NOT INTERFERE WITH ADVISOR'S PRIMARY BUSINESS OR ITS ABILITY TO RENDER FIDUCIARY SERVICES TO ITS CLIENTS. ADVISOR SERVES AS A BOARD MEMBER OF GPN ALLIANCE, INC., A 501(C)(6) CORPORATION THAT OWNS THE GARRETT PLANNING NETWORK, LLC. HE SPENDS APPROXIMATELY EIGHT (8) HOURS PER MONTH ON THIS ENDEAVOR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-22
  • S65 Uniform Investment Adviser Law Examination
    2004-09-22
Designations

View on SEC IAPD

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