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Hoover, AL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-29 |
| LA | RA | APPROVED | 2019-08-19 |
| AL | RA | APPROVED | 2004-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cole Financial Planning | Bessemer | AL | 08/2004 | Present |
ADVISOR MAY FROM TIME TO TIME TEACH FINANCIAL PLANNING RELATED COURSES AS AN ADJUNCT PROFESSOR AT DIFFERENT INSTITUTIONS. TIME ALLOTTED TO SUCH PRACTICE VARIES BASED ON COURSE LOAD. ADVISOR MAY UPON REQUEST WORK AS A FINANCIAL NEUTRAL AS A PART OF AN INTERDISCIPLINARY COLLABORATIVE TEAM. THE ADVISOR WORKS IN A NEUTRAL, DATA GATHERING AND PRESENTING CAPACITY AND DOES NOT OFFER ANY ADVISORY SERVICES. THIS WORK DOES NOT INTERFERE WITH ADVISOR'S PRIMARY BUSINESS OR ITS ABILITY TO RENDER FIDUCIARY SERVICES TO ITS CLIENTS. ADVISOR SERVES AS A BOARD MEMBER OF GPN ALLIANCE, INC., A 501(C)(6) CORPORATION THAT OWNS THE GARRETT PLANNING NETWORK, LLC. HE SPENDS APPROXIMATELY EIGHT (8) HOURS PER MONTH ON THIS ENDEAVOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-22 |
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