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Stone Oak Capital LLC CRD 341363
$33.7M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
986 Long Pond Road, Rochester, NY 14626 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lord Abbett | Jersey City | NJ | 05/2007 | 05/2018 |
| Esl Investment Services, Llc | Rochester | NY | 10/2018 | 04/2021 |
| Unemployed | Spencerport | NY | 05/2018 | 10/2018 |
| Boyd Capital | Rochester | NY | 04/2021 | 09/2024 |
| Engleson And Associates | Rochester | NY | 10/2024 | 05/2026 |
| Stone Oak Capital Llc | Rochester | NY | 02/2026 | Present |
| Stone Oak Capital Llc | Rochester | NY | 05/2026 | Present |
1. Tax preparer and Enrolled Agent with Norris Financial Group
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-06 |
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