Stephen Henry Grochol

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 09/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Mateo, CA
• 12/2015 → 09/2016
  Bank Of America, N.A.
  San Mateo, CA
• 09/2016 → 08/2020
  Securian Financial Services Inc
  St Paul, MN
• 09/2016 → 08/2020
  Minnesota Life Insurance Co
  St Paul, MN
• 09/2016 → 11/2024
  Sgc Financial And Insurance Services
  San Mateo, CA
• 08/2020 → 11/2024
  Lpl Financial
  San Mateo, CA
• 11/2024 → Present
  Hornor, Townsend & Kent, Llc
  Horsham, PA
• 03/2023 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA

Previous Registrations

• 2020-08-20 → 2024-11-07
  Lpl Financial Llc
  San Mateo, CA
  San Mateo, CA
  Roseville, CA
• 2016-09-08 → 2020-09-04
  Securian Financial Services, Inc.
  San Mateo, CA
• 2015-10-09 → 2016-09-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Mateo, CA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PRIVATE LABEL WEALTH MANAGEMENT | POSITION HELD: AGENT | ADDRESS: 2 EMBARCADERO CENTER 8TH FLOOR, SAN FRANCISCO, CA 94111 | START DATE: 11/01/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 80 | APPROX TRADING HRS PER MTH: 40 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) PL WEALTH | POSITION: Employee NATURE: Wealth Management and Financial Planning | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/01/2024 | ADDRESS: 2 Embarcadero Center, San Francisco CA 94111 | DESCRIPTION: Financial Advisor and Planner. Assisting clients with their retirement needs as well as cash flow, insurance, and overall planning.

Exams

• S66 Uniform Combined State Law Examination
  2015-10-08
• S63 Uniform Securities Agent State Law Examination
  2004-10-25