Dennis Franklin Henks

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 04/2024
  Lincoln Financial Advisors
  Overland Park, KS
• 05/2024 → Present
  Principal Life Insurance Company
  Overland Park, KS
• 05/2024 → Present
  Principal Securities, Inc.
  Overland Park, KS
• 05/2024 → Present
  Stephens | Heffner Financial Partners
  Overland Park, KS

Previous Registrations

• 2004-11-11 → 2024-04-30
  Osaic Fa, Inc.
  Lee'S Summit, MO
  Lee'S Summit, MO
  Overland Park, KS

Other Businesses

**UNIVERSITY OF MISSOURI - AG ALUMNI ASSOCIATION - BOARD OF DIRECTORS POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/05/2013 ADDRESS: 5620 NE SCENIC DR, LEES SUMMIT MO 64064, United States DESCRIPTION: Board Member - The association supports the MU College of Agriculture, Food and Natural Resources in student recruitment, student career development, scholarship fundraising, public relationsprograms, legislative interaction and leadership recognition. The group also assists faculty through various teaching enhancement programs. **BLUE SPRINGS AGRICULTURE ADVISORY COMMITTEE POSITION: Committee Member NATURE: Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/04/2013 ADDRESS: 1200 SE Adams Dairy Parkway, Blue Springs MO 64014, United States DESCRIPTION: Committee Member - Provide advice and support relating to the activities of the FFA chapter at Blue Springs South High School. **TPEN (TOP PRODUCER EXECUTIVE NETWORK) POSITION: Group Facilitator NATURE: Facilitator INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2014 ADDRESS: 5620 NE SCENIC DR, LEES SUMMIT MO 64064, United States DESCRIPTION: Group Facilitator - TPEN (Top Producer Executive Network) is organized by Farm Journal Media. The purpose is to group like-minded farm producers in non-competitive peer groups. These peer groups will act in essence as a reciprocal advisory board. As a group facilitator, I will be the primary point of reference between the peer group and Farm Journal. **INSURANCE POSITION: Outside Insurance OBA NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 12/05/2013 ADDRESS: 11101 Switzer Road, Suite 100, Overland Park KS 66210, United States DESCRIPTION: Outside Insurance OBA - Soliciting and selling non-proprietary insurance including Life, Annuities, DI, LTC and other ancillary insurance through various carriers via the PPN.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-10

Designations

• Certified Financial Planner