Cindy Ngoc Nguyen

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Cindy Nguyen Insurance Agency
  Houston, TX
• 08/2011 → Present
  State Farm Vp Management Corp.
  Houston, TX
• 05/2019 → Present
  State Farm Investment Management Corp
  Houston, TX

Previous Registrations

• 2004-11-15 → 2005-06-13
  Wells Fargo Investments, Llc
  Houston, TX

Other Businesses

1) Cindy Nguyen Insurance Agency; Investment-related; 12319 Bellaire Blvd Ste 500 Houston, TX 77072-2595; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2011; 80; 80; Service customers and supervise employees

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-11-23
• S66 Uniform Combined State Law Examination
  2004-11-13

Other Names

• Ngoc Thuy Thi Le
• Cindy Ngoc Le
• Cindy Ngoc Thuy Le