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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
NJ RA APPROVED 2023-04-20
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • NJ RA
    APPROVED
    Since 2023-04-20

Branch Locations

461 From Rd, 3Rd Fl, Ste 386, Paramus, NJ 07652 • United States

Wyckoff, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Montvale NJ 04/2013 04/2023
Lpl Financial Llc Paramus NJ 04/2023 Present
Previous Registrations
  • 2013-04-03 → 2023-04-21
    Norwood, NJ
    Franklin Lakes, NJ
    Montvale, NJ
    Teaneck, NJ
    Northvale, NJ
    Old Tappan, NJ
    Norwood, NJ
    Houston, TX
    Montvale, NJ
  • 2009-06-01 → 2013-04-23
    Paramus, NJ
  • 2008-02-11 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
  • 2004-11-15 → 2008-02-27
    Paramus, NJ
    Hackensack, NJ
Other Businesses

1) 3/2023 - Archer Capital Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 3/2023 - Archer Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 3/2023 - CHARLES BOWMAN / MUSICIAN / COMPOSER / Not Inv. Related / WYCKOFF, NJ / Start date 4/20/2023 - 0 Hours per month 4) 06/03/2024 - LIFE POLICY PROS, INC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/10/2024 - 1 Hour Per Month/ During Trading 5) 11/13/2025 - Charles Bowman Sole proprietor - Business Entity For Tax/Investment Purposes Only - Owner - Not investment Related - Home Based - Start Date 02/02/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-12
  • S66 Uniform Combined State Law Examination
    2004-11-12
Other Names
  • Charles Bowman

View on SEC IAPD

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