Paul Christopher Chaput

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2020-01-23

MA RA
APPROVED

Since 2020-01-23

Branch Locations

Wrentham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Keolis Commuter Services(Formerly Known As Massachusetts Bay Co)	Boston	MA	08/1988	Present
Winslow, Evans & Crocker, Inc.	Boston	MA	08/2004	01/2020
Boston Benefits Group	Boston	MA	10/2019	06/2021
Lpl Financial Llc	Wrentham	MA	01/2020	Present

08/1988 → Present

Keolis Commuter Services(Formerly Known As Massachusetts Bay Co)

Boston, MA
08/2004 → 01/2020

Winslow, Evans & Crocker, Inc.

Boston, MA
10/2019 → 06/2021

Boston Benefits Group

Boston, MA
01/2020 → Present

Lpl Financial Llc

Wrentham, MA

Previous Registrations

2005-07-11 → 2020-01-27

Winslow, Evans & Crocker, Inc.

Boston, MA

Boston, MA

Other Businesses

1)12/23/2019 - TCC Trust - Act in a Fiduciary Capacity - inv rel - Wrentham, MA - start: 2011 2)12/23/2019 - Keolis Commuter Services - Locomotive Engineer - non-inv rel - Boston, MA - start: 2014 - 240 hr/mth.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-03
S63	Uniform Securities Agent State Law Examination	2004-10-26

S65 Uniform Investment Adviser Law Examination

2005-02-03
S63 Uniform Securities Agent State Law Examination

2004-10-26

View on SEC IAPD