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Philip Wai Ming Lee

Neuberger Berman Bd LLC

Chicago, IL

Radnor, PA

CRD 4844229

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-18
PA RA APPROVED 2022-02-18
  • NY RA
    APPROVED
    Since 2022-02-18
  • PA RA
    APPROVED
    Since 2022-02-18

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

555 East Lancaster Avenue 6Th Floor Suite 620, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Radnor PA 02/2022 Present
Macquarie Group Limited Philadelphia PA 01/2010 11/2021
  • 02/2022 → Present
    Neuberger Berman
    Radnor, PA
  • 01/2010 → 11/2021
    Macquarie Group Limited
    Philadelphia, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-03
  • S63 Uniform Securities Agent State Law Examination
    2022-06-03
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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Nearby Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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