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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2018-02-24
NJ RA APPROVED 2018-02-23
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2018-02-24
  • NJ RA
    APPROVED
    Since 2018-02-23

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 04/2013 02/2018
Jpmorgan Chase Bank, N.A. West Harrison NY 02/2018 Present
J.P. Morgan Securities Llc West Harrison NY 02/2018 Present
Citi Private Advisory, Llc New York NY 03/2017 02/2018
Comtec Enterprises Blauvelt NY 08/2018 Present
  • 04/2013 → 02/2018
    New York, NY
  • 02/2018 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
  • 02/2018 → Present
    West Harrison, NY
  • 03/2017 → 02/2018
    Citi Private Advisory, Llc
    New York, NY
  • 08/2018 → Present
    Comtec Enterprises
    Blauvelt, NY
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: COMTEC ENTERPRISES POSITION: SILENT PARTIAL OWNER - 50% START DATE: 8/1/2018 ADDRESS: 17 Blauvelt, NY DETAILS: GAS STATION AND CONVENIENT STORE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-18
S63 Uniform Securities Agent State Law Examination 2008-04-30
  • S66 Uniform Combined State Law Examination
    2015-09-18
  • S63 Uniform Securities Agent State Law Examination
    2008-04-30
Other Names
  • Jim J John
  • Jim J Akasala
  • Jim Akasala
  • Jim John Akasala

View on SEC IAPD

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