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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-11-18 |
| DE | RA | APPROVED | 2009-06-01 |
Branch Locations
500 Dupont Field Blvd. Suite 300, Greenville, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Greenville | DE | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. *55721 - Big Barn Records; Investment related -Yes; Wilmington, Delaware; Media Production; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2011; During business hours: 0; After business hours: 3; Accounting/Bookkeeping 2. YWCA; WEST CHESTER, PA; FINANCE COMMITTEE; OFFERING FINANCIAL ADVICE ON BALANCE SHEET ITEMS; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 11/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-03 |
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