Anthony Wayne Sexton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 02/2018
  Invest Financial Corp.
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Fairfield, OH

Previous Registrations

• 2013-06-19 → 2018-02-14
  Invest Financial Corporation
  Fairfield, OH
  Appleton, WI

Other Businesses

1. Tri-County Assurance Agency, Inc; investment related; agent - sales & service of fixed insurance products (not FIA); 7100 Dixie Hwy. Ste. 122 Faifield, OH 45014; 20 hour per month, 15 hours during trading. 2. 09/13/2019 - SCOAPE Financial Group - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 0 hrs/mo - 0 hrs during trading. 3. 10/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 02/01/2019 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-12-09
• S63 Uniform Securities Agent State Law Examination
  2007-05-10