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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-01
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2012-05-01
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Morristown NJ 11/2008 Present
Morgan Stanley Smith Barney Morristown NJ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2008 → Present
    Morgan Stanley & Co. Incorporated
    Morristown, NJ
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Morristown, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*52325- AT&T Pioneers; Investment related No; Bedminster, New Jersey; Non-profit; Volunteer - President of NJ Chapter (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 1; After business hours: 3; Administrative, Business Development/Growth, Labor/Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2004-10-28

View on SEC IAPD

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