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Megan Mooney

Hartford Funds

Wayne, PA

Philadelphia, PA

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Current Employers
Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-11
  • PA RA
    APPROVED
    Since 2019-09-11

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag Washington DC 12/2015 09/2017
Hartford Funds Distributors, Llc Wayne PA 07/2019 Present
Hartford Funds Management Company, Llc Wayne PA 07/2019 Present
Citi Jersey City NJ 09/2017 07/2019
  • 12/2015 → 09/2017
    Ubs Ag
    Washington, DC
  • 07/2019 → Present
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 07/2019 → Present
    Hartford Funds Management Company, Llc
    Wayne, PA
  • 09/2017 → 07/2019
    Citi
    Jersey City, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-20
S63 Uniform Securities Agent State Law Examination 2004-09-15
  • S66 Uniform Combined State Law Examination
    2017-06-20
  • S63 Uniform Securities Agent State Law Examination
    2004-09-15
Designations
Other Names
  • Megan C Mooney

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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