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2725 Colonial Ave, Erie, PA 16506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2005-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hbk Sorce Advisory Llc | Erie | PA | 02/2005 | Present |
| Hbk Sorce Advisory Llc | Erie | PA | 05/2002 | Present |
| Purshe Kaplan Sterling | Albany | NY | 01/2009 | 08/2021 |
1) FROM: 02/2005 TO: PRESENT HBK SORCE ADVISORY LLC ERIE PA USA INVESTMENT RELATED INVESTMENT ADVISOR REPRESENTATIVE DBA HBKS WEALTH ADVISORS At registered location; 2)UP STRATEGIC WEALTH INVESTMENTS ADVISORS LLC DBA STEEL TOWER INVESTMENTS; INVESTMENT RELATED; AT REGISTERED LOCATION/THREE GATEWAY CENTER PITTSBURGH, PA 15222; EMPLOYEE OF HBKS CONDUCTING TRADING/ASSET ALLOCATION FOR AFFILIATED RIA VIA CONSULTING/SUB-ADVISER AGREEMENT; 8/2017; 10 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES HOURS; AS AN EMPLOYEE OF HBKS WEALTH ADVISORS, PROVIDE UPSWIA/STI ASSET MANAGEMENT SERVICES PURSUANT TO CONSULTING AND SUB ADVISER AGREEMENTS BETWEEN HBKS AND UPSWIA/STI. THOSE DUTIES INCLUDE PROVIDING TRADING AND ASSET ALLOCATION SERVICES FOR STI CLIENT ACCOUNTS VIA INSTRUCTIONS TO SCHWAB. 3. PINION WEALTH MANAGEMENT DBA PINION WEALTH; INVESTMENT RELATED; 1605 NORTH WATERFRONT PARKWAY SUITE 200 WICHITA, KS 67206; RIA; AUTHORIZED PERSON; 03/2018; 0 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; PROVIDE BACK OFFICE SERVICES TO PINION WEALTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-22 |
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