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Rye, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc (Barbados) Trading Bank Corp | Holetown | 02/2016 | 12/2018 | |
| Rbc Capital Markets | New York | NY | 01/2019 | 01/2020 |
| Bmo Capital Markets | New York | NY | 02/2020 | 09/2025 |
| Vega Capital Management Llc | New York | NY | 09/2025 | Present |
| Columbia University | New York | NY | 01/2015 | 01/2025 |
name of the other business: JRS1 LLC; whether the business is investment-related: not investment related; the address of the other business: 204 Centre St, Trenton, NJ 08611; the nature of the other business: LLC which invests in and rents out single and multi-family houses; your position, title, or relationship with the other business: limited partner; the start date of your relationship: June 19, 2012; the approximate number of hours/month you devote to the other business: 0.25 hours/month; the number of hours you devote to the other business during securities trading hours: 0; briefly describe your duties relating to the other business: investor and limited partner; name of the other business: JRS2 LLC whether the business is investment-related: not investment related the address of the other business: 204 Centre St, Trenton, NJ 08611 the nature of the other business: LLC which invests in and rents out single and multi-family houses your position, title, or relationship with the other business: limited partner the start date of your relationship: July 16, 2012 the approximate number of hours/month you devote to the other business: 0.25 hours/month the number of hours you devote to the other business during securities trading hours: 0 briefly describe your duties relating to the other business: investor and limited partner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-18 |
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