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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-01-24 |
| CA | RA | APPROVED | 2004-11-04 |
Branch Locations
1905 The Alameda, San Jose, CA 95126 • United States
Fremont, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Jose | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 1905 The Alameda, San Jose, Ca 95116, ,; Not Investment-Related; 07/01/2017. Business Ownership; Eighth Floor Group, LLC; ; Common entity to pay non-licensed shared staff and office expenses; 1905 The Alameda, San Jose, CA 95116, ,; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Terra Three, LLC; ; Entity to manage the finances and real estate of our shared AMP office.; 1905 Almaden Boulevard, Suite 800 San Jose, CA 95113, ,; Not Investment-Related; 03/14/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Alameda County Library Foundation; Director; Alameda County Library Administration 2450 Stevenson Boulevard F, remont, CA,; ; 07/01/2009; 1 to 9 hours per month; / Alameda County Library Board, Board of Directors; Treasurer; 1601 Curtner Road, , Fremont, CA, 94539; Not Investment-Related; 01/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-03 |
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