Patricia Lynn Gradl

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 08/2017
  Lincoln Financial Securities Corporation
  Tempe, AZ
• 08/2017 → 04/2021
  Lincoln Financial Securities Corporation
  Tempe, AZ
• 04/2021 → 05/2022
  Ameriprise Financial Services, Llc
  Phoenix, AZ
• 05/2022 → 10/2024
  Osaic Wealth, Inc
  Tempe, AZ
• 10/2024 → Present
  Ameriprise Financial Services, Llc
  Scottsdale, AZ

Previous Registrations

• 2021-05-01 → 2022-06-02
  Ameriprise Financial Services, Llc
  Phoenix, AZ

Other Businesses

Real Estate Ownership; Farmland; 1600 Thorman Ave, , Sheldon, IA, 51201-2229; Not Investment-Related; 12/31/2004. Other Business Activities; Notary Public; Notary Services as allowed by the state of Arizona and under the guidelines of Ameriprise Financial Services.; 6732 S Farmer Ave, , Tempe, AZ, 85283; Investment-Related; 05/13/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-06-30

Other Names

• Patricia Lynn Matus
• Pattie Gradl