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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-18
  • CA RA
    APPROVED
    Since 2021-08-18

Branch Locations

5242 Arlington Avenue, Riverside, CA 92504 • United States

54355 Ridgeview Drive, Idyllwild, CA 92549 • United States

22729 Barton Road, Grand Terrace, CA 92313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 08/2009 08/2021
Bbva Wealth Solutions Inc. Riverside CA 01/2012 08/2021
Bbva Securities Inc. Riverside CA 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 02/2010 08/2021
Pnc Investments Grand Terrace CA 08/2021 Present
  • 08/2009 → 08/2021
    Compass Bank
    Birmingham, AL
  • 01/2012 → 08/2021
    Bbva Wealth Solutions Inc.
    Riverside, CA
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Riverside, CA
  • 02/2010 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → Present
    Pnc Investments
    Grand Terrace, CA
Previous Registrations
  • 2012-01-25 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Hemet, CA
    Riverside, CA
    Riverside, CA
    Corona, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-13
S63 Uniform Securities Agent State Law Examination 2008-06-17
  • S66 Uniform Combined State Law Examination
    2012-01-13
  • S63 Uniform Securities Agent State Law Examination
    2008-06-17
Other Names
  • James Michael Vukovich
  • Jim Vukovich
  • James Michael Vukovich

View on SEC IAPD

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