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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2021-09-09
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2021-09-09

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Syosset, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 08/2015 Present
Previous Registrations
Other Businesses

1. B.R Irrevocable Trust, Syosset NEW YORK United States-11791, Trust, It's a Trust account that held the property which is now being sold.I am C0-TTEE, Advisor or advisory group member if advice given may influence an officer/boardManaging the assets in the Trust, start date-12/1/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-27
  • S66 Uniform Combined State Law Examination
    2000-03-27
Designations

View on SEC IAPD

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