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David Doyle Balzarini

Wells Fargo Clearing Services, LLC

Pepper Pike, OH

Peoria, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-10
AZ RA APPROVED 2012-04-16
OH RA APPROVED 2012-04-02
  • TX RA
    APPROVED_RES
    Since 2016-10-10
  • AZ RA
    APPROVED
    Since 2012-04-16
  • OH RA
    APPROVED
    Since 2012-04-02

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pepper Pike OH 04/2012 11/2016
Wells Fargo Clearing Services, Llc Pepper Pike OH 11/2016 Present
Previous Registrations
  • 2011-12-06 → 2012-01-05
    Edward Jones
    Sun City West, AZ
    Peoria West, AZ
    Glendale, AZ
    Sun City, AZ
    St. Louis, MO
Other Businesses

BOOK ROYALTIES; NOT INV RELATED; PEORIA, AZ; FICTION AUTHOR; START 1/15/2013; 20 HOURS PER MONTH, 0 DURING TRADING; WRITING FICTION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-23
S63 Uniform Securities Agent State Law Examination 2006-05-26
  • S66 Uniform Combined State Law Examination
    2011-11-23
  • S63 Uniform Securities Agent State Law Examination
    2006-05-26
Other Names
  • David D Balzarini

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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