Best Investors Account Sign in

Elaine Marie Powell

Rockefeller Financial LLC

Saratoga Springs, NY

Chicago, IL

Rockefeller Capital Management

Saratoga Springs, NY

Claim This Profile
Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-17
NY RA APPROVED 2021-07-15
  • TX RA
    APPROVED
    Since 2026-03-17
  • NY RA
    APPROVED
    Since 2021-07-15

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-14
NY RA APPROVED 2022-07-12
  • TX RA
    APPROVED_RES
    Since 2022-07-14
  • NY RA
    APPROVED
    Since 2022-07-12

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Saratoga Springs NY 10/1998 08/2019
Rockefeller Financial Llc Saratoga Springs NY 08/2019 Present
Rock & Co Llc Saratoga Springs NY 08/2019 Present
  • 10/1998 → 08/2019
    The Ayco Company, L.P./Mercer Allied
    Saratoga Springs, NY
  • 08/2019 → Present
    Rockefeller Financial Llc
    Saratoga Springs, NY
  • 08/2019 → Present
    Rock & Co Llc
    Saratoga Springs, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-13
  • S63 Uniform Securities Agent State Law Examination
    2001-02-13
Other Names
  • Elaine Marie Watters
  • Elaine Marie Powell
  • Elaine W. Powell
  • Elaine Watters Powell
  • Elaine Marie Watters Powell

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

More in Saratoga Springs, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor