Robert Austin Cozzi

Current Employers

Employment History

• 08/2004 → Present
  Principal Life Insurance Company
  Fresno, CA
• 03/2016 → Present
  Principal Securities Inc
  Fresno, CA
• 04/2024 → Present
  Central Valley Strategic Wealth Management
  Fresno, CA

Other Businesses

**HEALTH INSURANCE, CA, 6/09-PRESENT, SALES, SERVICING OF GROUP & INDIVIDUAL HEALTH INSURANCES THRU VARIOUS CARRIES. **Fixed insurance, Life, DI, LTC, Annuities, Long term care, 6/7/16. **Fixed insurance; Investment Related; 2522 Lexington Ave, Clovis, CA 93619; Agent; Group Life, DI, Dental, Vision, Critical illness; Start Date: 10/01/2004; 5 hrs per month; 5 during trading hours. **Clovis Junior Soccer League/Academy; Not Investment Related; Clovis, CA; Referee; 4 games per week, on Saturdays and Sundays.; Start Date: 03/31/2021; 32 hrs per month; 0 during trading hours. **INSURANCE POSITION: Central Valley Strategic Wealth Management, Inc. NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/05/2024 ADDRESS: 1010 W. Alluvial Ave., Suite 111, Fresno CA 93711, United States DESCRIPTION: This is an entity to serve our advisor team as an employer of staff, payer of group expenses, and the handling of partner's paying in their share of monthly and annual costs. It is also the name of the DBA. **CENTRAL VALLEY STRATEGIC WEALTH MANAGEMENT AND INSURANCE SERVICES POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 1010 W. Alluvial Ave., Suite 111, Fresno CA 93711, United States DESCRIPTION: This would be a DBA as I am joining the group. I have already received approval from compliance to use this DBA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-29
• S63 Uniform Securities Agent State Law Examination
  2004-08-11

Other Names

• Rob Austin Cozzi
• Robert A Cozzi