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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-01-04 |
| OH | RA | APPROVED | 2022-01-03 |
Branch Locations
One Paces West, 2727 Paces Ferry Rd Suite 750, Of, Atlanta, GA 30339 • United States
Columbus, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington Investment Company | Columbus | OH | 11/1999 | 08/2019 |
| Caregiver: Family Member | Columbus | OH | 08/2019 | 02/2021 |
| World Choice Securities, Inc | Columbus | OH | 12/2020 | 08/2021 |
| Pnc Investments | Columbus | OH | 08/2021 | 11/2021 |
| Cambridge Investment Research Inc. | Fairfield | IA | 12/2021 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2022 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
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